Ben Wattam

Qualifications

FP1 Financial services and their regulation

Assesses an understanding of the financial services industry including regulation and legislation.
FP2 Protection, savings and investment

Assesses an understanding of protection, savings and investment products.
FP3 Identifying and satisfying client needs

Assesses an understanding of conducting a fact-find, assessing the client’s needs, and recommending specific (appropriate) financial products to meet those needs.
Investment Management Certificate Unit 1

This unit mainly focuses on the introduction to financial markets, accompanied with legal, taxation, regulatory and ethical considerations required in client investment advisory
Investment Management Certificate Unit 2

Unit 2 builds on the foundation of Unit 1 and focuses on application during investment practice, covering topics such as economics, accounting, quantitative methods, asset classes and portfolio management.
CISI Derivatives (IAD)

This RDR-compliant unit of the CISI Investment Advice Diploma will provide those advising and/or dealing in derivatives with the knowledge and skills required for their job roles.
CISI Investment, Risk and Taxation (IAD)

This RDR-compliant unit of the CISI Investment Advice Diploma ensures that candidates demonstrate the ability to apply the knowledge, theory and practical techniques required in order to assess a client's current financial position and future requirements, make suitable investment recommendations, monitor performance and respond appropriately to changing needs and circumstances.
CISI Diploma in Investment Advice (IAD)

The IAD provides a sound grounding in UK financial services and consumer relationships, macro-economic environment, settlement, safe custody and prime brokerage, exchange traded futures and options and financial protection.
CISI FSA Regulation & Professional Integrity (IAD)

This RDR-compliant unit of the CISI Investment Advice Diploma and Diploma in Investment Compliance ensures that candidates can apply appropriate knowledge and understanding of UK financial markets, regulation and ethics to financial planning, advice and management for retail customers.
CISI Private Client Investment Advice & Management

This certificate enables practitioners to demonstrate their broad understanding of the principles of private client investment advice, within the context of the current regulatory environment.
Chartered Alternative Investment Analyst – Level 1

The first level of CAIA builds the individual's knowledge of various alternative asset classes. They learn the tools and techniques used to evaluate the risk-return attributes of each. Ethics and professional standards are also a key part of this level.
Chartered Alternative Investment Analyst – Level 2

The second level assesses how the individual would apply the knowledge and analytics learned in Level 1 within a portfolio management context. Just like Level 1, ethics and professional standards are also covered at this level.
CISI Risk in Financial Services

This award offers a comprehensive global introduction to the major risk areas in financial services. It addresses international issues, reflecting the needs of a worldwide market, and provides a sound grounding in the principles of the risk management framework, corporate governance and risk oversight. It covers specific techniques used in identifying, reducing and managing operational risk, credit risk, market risk, investment risk and liquidity risk.

Accreditations

What does "Chartered Fellow of the Securities and Investment Institute (CISI)" mean?

Chartered Fellow (Financial Planning) is a CISI membership grade that compliments a CFP™ Certification, which is recognised globally as the gold standard for financial planning professionals
What does "Chartered Alternative Investment Analyst (CAIA)" mean?

Chartered Alternative Investment Analyst is a globally recognised professional designation offered by the CAIA Association to investment professionals who complete a course of study and pass two examinations. It’s highly respected and frequently used as the benchmark of analysis, application and standards of practice in the alternative investments industry.

Transcript

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Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua. At vero eos et accusam et justo duo dolores et ea rebum.

Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet. Lorem ipsum dolor sit amet, consetetur sadipscing elitr, sed diam nonumy eirmod tempor invidunt ut labore et dolore magna aliquyam erat, sed diam voluptua.

At vero eos et accusam et justo duo dolores et ea rebum. Stet clita kasd gubergren, no sea takimata sanctus est Lorem ipsum dolor sit amet.